WT/DS176/AB/R
United States – Section 211 Omnibus Appropriations Act of 1998
Complaint by the
European Communities
Report of the Appellate Body
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$B#1#9#9#8G/%*%`%K%P%9K!#2#1#1>r(B
$B#E#C(B(European Communities)
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$BJF9q(B
$B$J$7(B
Claus-Dieter Ehlermann (Presiding Member)
James Bacchus
Julio Lacarte-Muró
$B#T#R#I#P#S6(Dj!JCNE*=jM-8"$NKG0W4XO"$NB&LL$K4X$9$k6(Dj(B; Agreement on Trade-Related
Aspects of Intellectual Property Rights$B!K(B
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r$NBP>]HO0O(B>$B#1!%@h7hLdBj(B(Preliminary
Matters)
$B>e5i0Q?3::$NBP>](B(The Scope of Appellate Review)
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– Patents(US)$B>e5i0QJs9p$r0zMQ$7$D$D!"#W#T#O2CLA9q$N9qFbK!$O;vZ5r$G$"$k$HF1;~$K9q:]K!>e$N5AL3$H$N@09g@-$K4X$9$k>Z5r$G$b$"$j!"9qFbK!$N#W#T#O@09g@-$K4X$9$k%Q%M%k$NI>2A$O%Q%M%k$K$h$kK!E*$J@-3J$E$1$H$7$F>e5i0Q$N?3::$NBP>]$H$J$j$&$k$H=R$Y$?(B(103-106)$B!#(B
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$BEv;v9q$O!"#2#1#1>r$,>&I88"$N
$B>e5i0Q$O!"r$,8"Mx$N
$B#2!%(B$B%Q%j>rLs!J#1#9#6#7G/!K#6>r$N#5(B(Article
6quinquies of the Paris Convention (1967)
$B!!>e5i0Q$O!"r(B(a)(1)$B$,%Q%j>rLs!J#1#9#6#7G/!K#6>r$N#5#A!J#1!K$K0cH?$7$J$$$H$N%Q%M%k$N7kO@$r;Y;}$7$?!#-!%Q%j>rLs!J#1#9#6#7G/!K$N#6>r$N#5$d$=$N$[$+$$$/$D$+$N5,Dj$O#T#R#I#P#S6(Dj#2!%#1>r$K$h$j#T#R#I#P#S6(Dj$KAH$_9~$^$l$F$*$j!"#W#T#O2CLA9q$O%Q%jF1LA$NDyLs9q$G$J$/$H$b$3$l$i$N5,Dj$r=e(124-125)$B!"-"%Q%j>rLs!J#1#9#6#7G/!K$K$h$l$P!"K\9q0J30$G>&I8EPO?$r9T$&J}K!$O#2$D$"$j!"$=$N$&$A$N$R$H$D$O%Q%j>rLs!J#1#9#6#7G/!K#6>r!J#1!K$K4p$E$-EPO?$9$kJ}K!$G$"$k$,!"F1>r$K$h$j#W#T#O2CLA9q$K$O>&I8$N?=@A$dEPO?$N>r7o$N7hDj$K$D$$$FBgI}$J:[NL$,M?$($i$l$F$*$j!"?=@A
$B"(;29M!'%Q%j>rLs#6>r!J#1!K(B
$B>&I8$NEPO?=P4j5Z$SEPO?$N>r7o$O!"3FF1LA9q$K$*$$$F9qFbK!Na$GDj$a$k!#(B
(The conditions for the
filing and registration of trademarks shall be determined in each country of
the
$B#3!%(B$B#T#R#I#P#S6(Dj#1#5>r(B(Article 15 of the TRIPS Agreement)
$B!!>e5i0Q$O!"r(B(a)(1)$B$,#T#R#I#P#S6(Dj#1#5!%#1>r$K0cH?$7$J$$$H$N%Q%M%k$N7kO@$r;Y;}$7$?!#-!#T#R#I#P#S6(Dj#1#5>r$,J]8n$7$&$k(B(capable of,
eligible)$BI8<1$K$D$$$FDj$a$F$$$k$+$i$H$$$C$F!"2CLA9q$,(B$BJ]8n$7$&$k(B$BI8<1$r(B$B<+F0E*$K(B$B$9$Y$FJ]8n$7$J$/$F$O$J$i$J$$$H$$$&$3$H$K$O$J$i$:(B(not the same as
imposing on those Members an obligation to register automatically each and every signs or combinations of signs that
are capable of and eligible for registration under Article
15.1)$B!"2CLA9q$O!VJ]8n$NBP>]!W$d2?$,>&I8$H$J$j$&$k$+$K$O4X78$7$J$$8B$j>&I8EPO?$N>r7o$rDj$a$k$3$H$,$G$-$k(B(allows WTO
Members to set forth in their domestic legislation conditions for the
registration of trademarks that do not address the definition of either $B!H(Bprotectable subject matter$B!I(B or of what constitutes a
trademark)(154-156)$B!"-"#T#R#I#P#S6(Dj#1#5!%#2>r$,!"#1#5!%#1>r$K5,Dj$5$l$J$$M}M3$K$h$j>&I8EPO?$r5q@d$9$k$3$H$rG'$a$F$$$k$H$$$&$3$H$+$i$b!">e5-2r(157-159)$B!"-##T#R#I#P#S6(Dj#1#5!%#4>r!"#1#5!%#3>r!"%Q%j>rLs!J#1#9#6#7G/!K#6>r!J#1!K$+$i$b!">e5-2r(160-165)$B!"-$#2#1#1>r(B(a)(1)$B$O!"JF9q$N>&I8K!$GDj$a$i$l$k$"$k
$B>e5i0Q$O$5$i$K!"r$N!VB>$NM}M3!W$,!"%Q%j(B$B>rLs!J#1#9#6#7G/!KKt$O#T#R#I#P#S6(Dj$KL@<(E*$K5,Dj$5$l$F$$$k;v9`$K8B$i$l$J$$$3$H$K$D$$$F$b!"%Q%M%k$N2rr$,#1#5!%#1>r$KL@<(E*$K8@5Z$7$F$$$k$3$H$+$i!"!VB>$NM}M3!W$O#1#5!%#1>r$K5,Dj$5$l$F$$$k;v9`$K8B$i$l$J$$(B(171)$B!"-"%Q%j>rLs!J#1#9#6#7G/!KKt$O#T#R#I#P#S6(Dj$KL@<(E*$K5,Dj$5$l$F$$$kNc30$G$"$l$P!V%Q%j>rLs$KH?$7$J$$(B(they do not
derogate from the provisions of the Paris Convention (1967))$B!W$H$$$($k$3$H$K$D$$$F$OEv;v9q4V$KAh$$$,$J$$(B(173)$B!"-"%Q%j>rLs!J#1#9#6#7G/!K#6>r!J#1!K$O!"3F9q$,9qFbK!$K$h$C$F%Q%j>rLs!J#1#9#6#7G/!K$GL@<(E*$K5,Dj$5$l$F$$$J$$M}M3$K$h$C$F>&I8EPO?$r5q@d$9$k8"Mx$rG'$a$F$$$k$H<(:6$7$F$$$k(B(175-176)$B!#(B
$B#4!%(B$B#T#R#I#P#S6(Dj#1#6>r(B(Article 16 of the TRIPS Agreement)
$B!!>e5i0Q$O!"r(B(a)(2)$B5Z$S#2#1#1>r(B(b)$B$,#T#R#I#P#S6(Dj#1#6>r$K0cH?$7$J$$$H7kO@$7$?!#-!#T#R#I#P#S6(Dj#1#6>r$O!">&I88"
$B#5!%(B$B#T#R#I#P#S6(Dj#4#2>r(B(Article 42 of the TRIPS Agreement)
$B!!>e5i0Q$O!"Ev;v9q$,>GE@$r$*$$$F$$$k#T#R#I#P#S6(Dj#4#2>r$NBh#1J85Z$SBh#4J8$KCmL\$7$D$D!"#2#1#1>r(B(a)(2)$B5Z$S#2#1#1>r(B(b)$B$O#T#R#I#P#S6(Dj#4#2>r$K0cH?$7$F$$$J$$$H7kO@$7$?!#-!#T#R#I#P#S6(Dj#4#2>rBh#1J8$N!VDs6!$9$k(B(availability)$B!W$H$$$&J88@$NDL>o$N0UL#$+$i!"8"Mx
$B#6!%(B$B%Q%j>rLs!J#1#9#6#7G/!K#2>r!J#1!K$H#T#R#I#P#S6(Dj#3!%#1>r(B(Article 2.1 of the Paris Convention (1967) and
Article 3.1 of the TRIPS Agreement)
$B!!$O$8$a$K>e5i0Q$O!"%Q%j>rLs!J#1#9#6#7G/!K#2>r!J#1!K5Z$S#T#R#I#P#S6(Dj#3!%#1>r$K5,Dj$5$l$kFb9qL1BT6x86B'$N=EMW@-$r6/D4$7$?(B(233-243)$B!#(B
$B!!>e5i0Q$O!"57Q?M(B(successors-in-interest)$B$K4X$7$F#2#1#1>r(B(a)(2)$B$,#T(B$B#R#I#P#S6(Dj#3!%#1>r!"#T#R#I#P#S6(Dj#2!%#1>r5Z$S%Q%j>rLs!J#1#9#6#7G/!K#2>r!J#1!K$K0cH?$7$F$$$k$H7kO@$7$?!#-!%Q%M%k$O#O#F#A#C$,%i%$%;%s%9$rM?$($k$+H]$+$K$D$$$F:[NL$rM-$7$F$$$k$H$$$&E@$KCmL\$7!"#2#1#1>r(B(a)(2)$B$OFb9qL1BT6x$K0cH?$7$J$$$H=R$Y$F$*$j!"#O#F#A#C$N:[NL$K78$k$3$NG'Dj<+BN$O;Y;}$7$&$k$,!"%Q%M%k$O#2#1#1>r$K$h$k!V$b$&$R$H$D$N%O!<%I%k(B(extra hurdle)$B!W$N0U5A$K$D$$$F$b8!F$$9$kI,MW$,$"$C$?(B*(254-260)$B!"-"JF9q?M$NMx1W>57Q?M$KBP$7$F$O#1$D$7$+%O!<%I%k$,$J$$$N$K309q?M$,Mx1W$N>57Q?M$,#2$D$N%O!<%I%k$KD>LL$9$k2DG=@-$,$"$k$H$$$&$3$H$O!"$?$H$($=$N2DG=@-$,>.$5$/$H$b!"(B$BK\
$B!!>e5i0Q$O!"Mx1W$N>57Q?M$K4X$7$F#2#1#1>r(B(b)$B$,#T#R#I#P#S6(Dj#2!%#1>r5Z$S%Q%j>rLs!J#1#9#6#7G/!K#2>r!J#1!K!"#T#R#I#P#S6(Dj#3!%#1>r$K0cH?$7$J$$$H$$$&E@$K$D$$$F$O!"%Q%M%k$N7kO@$r;Y;}$7$?(B(270-272)$B!#(B
$B!!>e5i0Q$O!"r(B(a)(2)$B!"#2#1#1>r(B(b)$B$,#T#R#I#P#S6(Dj#2!%#1>r5Z$S%Q%j>rLs!J#1#9#6#7G/!K#2>r!J#1!K!"#T#R#I#P#S6(Dj#3!%#1>r$K0cH?$7$F$$$k$H7kO@$7$?!#-!F1$8$+N`;w$7$?>&I88"$K$D$$$FJF9qL1$N85$N>&I88"
*$BJ,@O
$B#7!%(B$B#T#R#I#P#S6(Dj#4>r(B(Article 4 of the TRIPS Agreement)
$B!!$O$8$a$K>e5i0Q$O!"#T#R#I#P#S6(Dj#4>r$K5,Dj$5$l$k:G7C9qBT6x86B'$N=EMW@-$r6/D4$7$?(B(297)$B!#(B
$B!!>e5i0Q$O!"&I88"
$B#8!%(B$B%Q%j>rLs!J#1#9#6#7G/!K#8>r!'>&9f(B(Article 8 of the Paris Convention (1967) – Trade
Names)
$B!!>e5i0Q$O!"&9f$O#T#R#I#P#S6(Dj$NBP>]$K$O4^$^$l$J$$$H$9$k%Q%M%k7hDj$rGK4~$7$?!#-!%Q%M%k$N2rr$N!VBhFsIt$NBh0l@a$+$iBh<7@a$^$G$N5,Dj$NBP>]!W$H$NJ88@$,3FIt$N%?%$%H%k$H$O$J$C$F$$$J$$8"Mx$r$b4^$`$3$H$rL5;k$7$F$$$k(B(335)$B!"-"#T#R#I#P#S6(Dj#2!%#1>r$OL@<(E*$K%Q%j>rLs!J#1#9#6#7G/!K#8>r$rAH$_9~$s$G$$$k(B(336-338)$B!"-#8r>D2aDx$+$i$O!">&9f$,#T#R#I#P#S6(Dj$NBP>]$G$"$k$+H]$+$K$D$$$FCGDj$G$-$J$$(B(339)$B!#(B
$B!!>&9f$K4X$9$k#2#1#1>r$N#T#R#I#P#S6(Dj@09g@-$r8!F$$9$Y$-$+H]$+$K$D$$$F!">e5i0Q$O!"@hNc$K=>$$!"%Q%M%k?3::$K$*$$$F==J,$K5DO@$5$l$F$$$J$$!V?7$?$J!WO@E@$K$D$$$F$O$3$l0J>e8!F$$7$J$$(B(we declined to
complete the analysis with respect to a $B!H(Bnovel$B!I(B issue that had not been argued
in sufficient detail before the panel.)$B!"$H=R$Y$?(B(343)$B!#(B
$B!!>e5i0Q$O!">&9f$K4X$9$k#2#1#1>r$N#T#R#I#P#S6(Dj@09g@-$K$D$$$F!"(i)$B#2#1#1>r(B(a)(2)$B5Z$S#2#1#1>r(B(b)$B$,J88@>e>&9f$H>&I8$r6hJL$7$F$$$J$$$3$H(B(the fact that
Section 211(a)(2) and (b) do not distinguish on their face between trade marks
and trade names)$B!"(B(ii)$BJ6Ah;22C9q$,>&9f$H>&I8$NJ]8n$K4X$7$FF1$85DO@!"F1$8J,@O$r9T$C$F$$$k$3$H$+$i!">&9f$NJ]8n$K4X$9$k5AL3$H>&I8$NJ]8n$K4X$9$k5AL3$H$O0[$J$i$J$$$H9M$($i$l$k$3$H(B(the
participants$B!G(B approach in submitting the same arguments and using the same
analyses regarding trade names and trademark protection, suggesting that the
obligations regarding protection of one are no different from those regarding
protection of the other)$B!"(B(iii)$B;22C9q$N%Q%j>rLs!J#1#9#6#7G/!K#8>r$N2r(the information in the
Panel record about the participants$B!G(B interpretation of Article 8 of the Paris
Convention (1967))$B!"(B(iv)$BJF9qK!$N2<$G$N>&9f$NJ]8n$K4X$9$k%Q%M%k$N5-O?(B(the information in the
Panel record about trade name protection under United States law)$B!"$H$$$&;v>p$K4p$E$-!">&9f$K4X$9$k#2#1#1>r(B(a)(2)$B5Z$S#2#1#1>r(B(b)$B$N#T#R#I#P#S6(Dj#2!%#1>r5Z$S%Q%j>rLs!J#1#9#6#7G/!K#2>r!J#1!K$H#T#R#I#P#S6(Dj#3!%#1>r!"#T#R#I#P#S6(Dj#4>r!"#T#R#I#P#S6(Dj#4#2>r!"#T#R#I#P#S6(Dj#2!%#1>r5Z$S%Q%j>rLs!J#1#9#6#7G/!K#8>r@09g@-$K$D$$$F$O$3$l$r8!F$$9$k==J,$J;v
$B>e5i0Q0w2q$N(B$B7kO@5Z$S4+9p(B
$B!!0J>e$h$j!">e5i0Q0w2q$O
(a)
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(b)
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(c)
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(d)
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(e)
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(f)
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(g)
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1.
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2.
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3.
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4.
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